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[Federal Register: October 23, 2000 (Volume 65, Number 205)]

[Proposed Rules]               

[Page 63293-63342]

From the Federal Register Online via GPO Access [wais.access.gpo.gov]

[DOCID:fr23oc00-14]                         

 



[[Page 63293]]



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Part II











Department of Transportation











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Research and Special Programs Administration







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49 CFR Parts 171, 172, 173, etc.







Harmonization With the United Nations Recommendations, International 

Maritime Dangerous Goods Code, and International Civil Aviation 

Organizations Technical Instructions; Proposed



[[Page 63294]]



Rule



=======================================================================

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DEPARTMENT OF TRANSPORTATION



Research and Special Programs Administration



49 CFR Parts 171, 172, 173, 174, 175, 176, 177, 178 and 180



[Docket No. RSPA-2000-7702 (HM-215D)]

RIN 2137-AD41



 

Harmonization With the United Nations Recommendations, 

International Maritime Dangerous Goods Code, and International Civil 

Aviation Organization's Technical Instructions



AGENCY: Research and Special Programs Administration (RSPA), DOT.



ACTION: Notice of proposed rulemaking (NPRM).



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SUMMARY: RSPA proposes to amend the Hazardous Materials Regulations 

(HMR) to maintain alignment with international standards by 

incorporating various changes to proper shipping names, hazard classes, 

packing groups, special provisions, packaging authorizations, air 

transport quantity limitations and vessel stowage requirements. In 

addition, RSPA proposes to revise the requirements for intermediate 

bulk containers and UN portable tanks for alignment with international 

requirements. Because of recent changes to the International Maritime 

Dangerous Goods Code (IMDG Code), the International Civil Aviation 

Organization's Technical Instructions for the Safe Transport of 

Dangerous Goods by Air (ICAO Technical Instructions), and the United 

Nations Recommendations on the Transport of Dangerous Goods (UN 

Recommendations), these proposed revisions are necessary to facilitate 

the transport of hazardous materials in international commerce.



DATES: Comments must be received by December 22, 2000.



ADDRESSES: Address comments to the Dockets Management System, U.S. 

Department of Transportation, Room PL 401, 400 Seventh St., SW., 

Washington, DC 20590-0001. Comments should identify the docket number 

RSPA-00-7702 (HM-215D) and be submitted in two copies. If you wish to 

receive confirmation of receipt of your comments, include a self-

addressed stamped postcard. You may also submit and review all comments 

by accessing the Docket Management System website at 

http://dms.dot.gov. 

Click on ``Help and Information'' to obtain instructions 

for filing a document electronically. The Dockets Unit is located on 

the Plaza Level of the Nassif Building at U.S. DOT at the above 

address. Public dockets may be reviewed between the hours of 10 a.m. 

and 5 p.m., Monday through Friday, except on Federal holidays.



FOR FURTHER INFORMATION CONTACT: Joan McIntyre, Office of Hazardous 

Materials Standards, telephone (202) 366-8553, or Bob Richard, 

Assistant International Standards Coordinator, telephone (202) 366-

0656, Research and Special Programs Administration, U.S. Department of 

Transportation, 400 Seventh Street, SW., Washington, DC 20590-0001.



SUPPLEMENTARY INFORMATION:



I. Background



    On December 21, 1990, the Research and Special Programs 

Administration (RSPA) (hereafter, ``we'' and ``our'' means ``RSPA'') 

published a final rule based on the UN Recommendations [Docket HM-181; 

55 FR 52402] which comprehensively revised the Hazardous Materials 

Regulations (HMR), 49 CFR parts 171 to 180, with respect to hazard 

communication, classification, and packaging requirements. The intended 

effect of the rule was to facilitate the international transportation 

of hazardous materials by ensuring a basic consistency between the HMR 

and international regulations, while at the same time ensuring the safe 

transportation of hazardous materials.

    The UN Recommendations are not regulations, but are recommendations 

issued by the UN Committee of Experts on the Transport of Dangerous 

Goods. These recommendations are amended and updated biennially by the 

UN Committee of Experts. They serve as the basis for national, 

regional, and international modal regulations (specifically, the IMDG 

Code, issued by the International Maritime Organization (IMO), and the 

ICAO Technical Instructions, issued by the ICAO Dangerous Goods Panel). 

In 49 CFR 171.12, the HMR authorize hazardous materials shipments 

prepared in accordance with the IMDG Code if all or part of the 

transportation is by vessel, subject to certain conditions and 

limitations. Offering, accepting and transporting hazardous materials 

by aircraft, in conformance with the ICAO Technical Instructions, and 

by motor vehicle either before or after being transported by aircraft, 

are authorized in Sec. 171.11, subject to certain conditions and 

limitations.

    Since publication of the 1990 final rule, we have issued three 

additional international harmonization final rules, (Dockets HM-215A, 

59 FR 67390; HM-215B, 62 FR 24690; and HM-215C, 64 FR 10742). The rules 

provided additional harmonization with international air and sea 

transportation requirements by more fully aligning the HMR with the 

corresponding biennial updates of the UN Recommendations, the IMDG Code 

and the ICAO Technical Instructions.

    The continually increasing amount of hazardous materials 

transported in international commerce warrants the harmonization of 

domestic and international requirements to the greatest extent 

possible. Harmonization serves to facilitate international 

transportation and at the same time ensures the safety of people, 

property and the environment. Therefore, in our efforts to continue the 

alignment of the HMR with international requirements, this NPRM 

proposes changes to the HMR based on the eleventh revised edition of 

the UN Recommendations, the 2001-2002 ICAO Technical Instructions and 

Amendment 30 to the IMDG Code, all of which become effective January 1, 

2001. Petitions for rulemaking pertinent to harmonization with 

international standards and the facilitation of international 

transportation are also addressed in this NPRM and serve as the basis 

of certain proposed changes. Other proposed changes are based on 

feedback from the regulated industry, RSPA and other DOT modal 

administrations, including a few proposed editorial clarifications and 

a Class 1 (explosives) placarding allowance for certain compatibility 

groups. Unless otherwise stated, the revisions are proposed for 

harmonization with international standards.



II. Overview of Proposed Changes in this NPRM



    Proposed amendments to the HMR in this NPRM include:



--Incorporation by reference of the updated ICAO Technical 

Instructions, IMDG Code and UN Recommendations and addition of 

incorporation by reference of six current standards which include an 

International Atomic Energy Agency (IAEA) safety standard, an IMO 

safety standard, three International Organization for Standardization 

(ISO) standards and one American Society for Testing Materials (ASTM) 

standard.

--Amendments to the Hazardous Materials Table (HMT) which would add, 

revise or remove certain proper shipping names, hazard classes, packing 

groups, special provisions, packaging authorizations, bulk packaging 

requirements, and passenger and cargo aircraft maximum quantity 

limitations. Proper



[[Page 63295]]



shipping name amendments include the proposal to replace the word 

``inhibited'' with ``stabilized.'' Entry removals include certain 

domestic entries for which corresponding UN entries are included in the 

HMT.

--Revision of vessel stowage category definitions and codes for Class 1 

(explosive) materials.

--Revision of shipping paper requirements for sea transport.

--Addition, removal and revision of certain entries to the List of 

Marine Pollutants.

--Addition, removal and revision of special provisions, including 

removal of current T codes and IBC bulk provisions and addition of UN 

portable tank codes and IBC special packing provisions, consistent with 

those in the UN Recommendations.

--Removal of the requirement to distinguish between primary and 

subsidiary risk labels and placards.

--Addition and revision to the list of organic peroxides and the list 

of self-reactive substances.

--Revision of the requirements pertaining to the transportation of 

samples.

--Revision of intermediate bulk container (IBC) requirements including 

amendments to the IBC commodity sections in Secs. 173.240, 173.241, 

173.242, 173.243 and 173.247, and addition of UN IBC packing 

instructions and special IBC packing provisions in part 172.

--Incorporation of the design, construction and use requirements for UN 

portable tanks.

--Consolidation of current portable tank maintenance, approval and use 

requirements.

--Inclusion of flexible grandfather provisions for the continued use of 

IM 101, IM102 and DOT 51 portable tanks.

--Removal of specifications for DOT 52 and 53 portable tanks and the 

provisions for their continued use.

--Incorporation of a provision for the use of the ``W'' mark for IBCs.

--Inclusion of a 12 mm minimum marking size for IBCs.

--Revision of minimum thickness requirements for metal IBCs.

--Revision of several explosives packing methods to allow a broader 

selection of authorized packagings.

--Revision of provisions for cigarette lighters and alcoholic beverages 

carried aboard aircraft.

--Allowance of the display of one placard when certain explosive 

compatibility groups are transported together.

--Revision of lithium battery requirements.



III. Summary of Regulatory Changes by Section



Part 171



    Section 171.7. We propose to update the incorporation by reference 

for the ICAO Technical Instructions, the IMDG Code, the UN 

Recommendations and the UN Manual of Tests and Criteria. In addition, 

we propose to add an ASTM standard, the current edition of the IAEA 

safety standard, an IMO standard, and three ISO standards.

    All of the updated incorporation by reference material will become 

effective January 1, 2001 and would be updated as follows:



--The ICAO Technical Instructions--2001-2002 edition.

--The IMDG Code--Amendment 30.

--The UN Recommendations--eleventh revised edition.

--The UN Manual of Tests and Criteria--third revised edition.



    Additionally, all of the proposed added incorporation by reference 

material would become effective January 1, 2001 and would be added as 

follows:



--ASTM's ``E 112-96 Standard for Test Methods for Determining Average 

Grain Size'' would be added to define ``fine grain steel'' as included 

in the proposed incorporation of the UN portable tank specifications in 

Sec. 178.274.

--IAEA's current ``Regulations for the Safe Transport of Radioactive 

Material, No. ST-1,'' 1996 edition would be added while retaining the 

previous edition entitled, ``Regulations for the Safe Transport of 

Radioactive Material, Safety Series No. 6.'' The ST-1 requirements were 

incorporated in the IMDG Code and the ICAO Technical Instructions which 

will both be effective January 1, 2001. Adding the updated ST-1 edition 

and retaining Safety Series No. 6 would afford the flexibility 

necessary in an interim period when international shipments are 

required to be in accordance with the ST-1 edition. Domestic shipments 

would remain subject to the HMR requirements, which are based on Safety 

Series No. 6 pending amendment of these requirements under a separate 

rulemaking.

--IMO'S current ``International Code for the Safe Carriage of Packaged 

Irradiated Nuclear Fuel, Plutonium and High-Level Radioactive Wastes on 

Board Ships' (INF Code) would be added. The IMO Maritime Safety 

Committee adopted the INF Code for incorporation into the IMDG Code. In 

addition, the INF Code is being made mandatory for international 

transportation effective January 1, 2001, through an amendment to 

Chapter VII of the International Convention for the Safety of Life at 

Sea, 1974 (SOLAS 1974, as amended). The incorporation by reference and 

inclusion of the proposed new Sec. 176.720 requirement for a vessel 

carrying irradiated nuclear fuel, plutonium and high-level radioactive 

wastes would align the HMR with these international standards. (Also, 

see Sec. 176.2. and Sec. 176.720.)

--Finally, we are proposing to add three ISO standards to coincide with 

the proposed incorporation of the UN portable tank requirements. The 

standards are as follows: ``ISO 1496-3 Series 1 freight containers--

Specification and testing,'' 1996 edition; ``ISO 4126-1 Safety valves-

Part 1: General Requirements,'' 1991 edition; and, ``ISO 6892 Metallic 

materials--Tensile testing,'' 1984 edition.



    Section 171.8. We would add four new definitions to Sec. 171.8. 

``Large packaging'' would be added to correspond with the proposed 

addition of an approval provision that would allow the use of large 

packagings which comply with requirements in the UN Recommendations 

(see Sec. 178.801). Large packagings are UN-marked bulk packagings 

which are very similar to IBCs, with the exception that they contain 

inner packagings. ``Liner'' would be added for clarification purposes. 

``Stabilized'' would be added in conjunction with the proposal to 

replace the word ``inhibited'' with ``stabilized'' in proper shipping 

names (see Sec. 172.101). Finally, ``UN portable tank'' would be added 

in conjunction with the proposal to include requirements for the 

design, construction and use of UN portable tanks (see Secs. 178.274, 

178.275, 178.276, 178.277).

    Section 171.10. To correspond with the proposed incorporation of 

the UN portable tank specifications, we would add the unit of measure 

for ``Newton'' into the Table of Conversion Factors in paragraph 

(c)(2).

    Section 171.11. We propose to add a new paragraph (d)(17) to ensure 

conformance with the current approval provision in Sec. 173.128(d) 

which requires an approval from the Associate Administrator for the 

offering for transportation or transport of organic peroxides that are 

not identified by technical name in the Sec. 173.225(b) Organic 

Peroxide Table. (We also propose to add the new paragraph under 

Secs. 171.12 and 171.12a.)



[[Page 63296]]



    Section 171.12. Paragraph (b)(3) would be revised by adding a 

limitation to the use of the IMDG Code by requiring that viscous 

flammable liquids, which are excepted from the IMDG Code when in a 

packaging of less than 450 liters (118.9 gallons) capacity, are subject 

to the HMR. We do not agree that the IMDG Code exception provides an 

adequate level of safety and opposed its incorporation in the ICAO 

Technical Instructions, the IMDG Code and UN Recommendations. We 

believe this requirement is necessary to ensure that importers and 

exporters are aware that these viscous flammable liquids are regulated 

in the United States. We also propose to add a new paragraph (b)(19) to 

ensure conformance with the current approval provision in 

Sec. 173.128(d), which requires an approval from the Associate 

Administrator for the offering for transportation or transport of 

organic peroxides that are not identified by technical name in the 

Sec. 173.225(b) Organic Peroxide Table. Finally, we proposed to revise 

paragraph (d) to reflect the addition of the current edition of the 

IAEA ``Regulations for the Safe Transport of Radioactive Material, No. 

ST-1,'' 1996 edition. (See Sec. 171.7 for discussion concerning the 

addition of the updated ST-1 standards.)

    Section 171.12a. We propose to add a new paragraph (b)(18) to 

ensure conformance with the current approval provision in 

Sec. 173.128(d) which requires an approval from the Associate 

Administrator for the offering for transportation or transport of 

organic peroxides that are not identified by technical name in the 

Sec. 173.225(b) Organic Peroxide Table.

    Section 171.14. We propose to revise paragraphs (d) and (d)(1) to 

authorize a delayed implementation date for the amendments adopted in 

the HM-215D final rule. The effective date of this final rule would be 

October 1, 2001. However, we would authorize a voluntary compliance 

date of January 1, 2001. This authorization would allow shippers to 

prepare their international shipments in accordance with the new ICAO 

Technical Instructions, the IMDG Code and the HMR provisions. We also 

would authorize a delayed mandatory compliance date comparable to the 

transition provisions provided in the final rule under Docket HM-215C. 

The delayed mandatory compliance date would offer sufficient time to 

implement the new provisions and deplete current stocks of shipping 

papers, labels, placards and packagings affected by the new 

requirements.

    We would revise paragraph (d)(2) to permit intermixing old and new 

(HM-215D) hazard communication requirements until October 1, 2002.

    We would add a new paragraph (d)(4) to allow the use of the T code 

special provisions (proposed to be assigned to a hazardous material in 

Column (7) of the HMT) in effect on December 31, 2000 until January 1, 

2010 for hazardous materials offered for transportation in IM and IMO 

portable tanks. This proposal is consistent the IMDG Code and would 

minimize any undue regulatory burden.



Part 172



    Section 172.101. For alignment with international standards, we 

would revise paragraph (c)(11) and add new paragraphs (k)(6) through 

(k)(20). Consistent with the eleventh revised edition of the UN 

Recommendations, we would revise paragraph (c)(11) for materials 

transported as samples which are assigned a tentative proper shipping 

name, hazard class, identification number and packing group. We would 

revise the requirements by requiring the word ``SAMPLE'' to be included 

in association with the proper shipping name and by prohibiting the 

samples from being packaged together with other hazardous materials. We 

also would add a new paragraph (c)(16) to allow for the inclusion of 

the qualifying words ``liquid,'' ``solid'' or ``molten,'' as 

applicable, to a proper shipping name.

    Consistent with the new stowage categories and terminology 

contained in Amendment 30 of the IMDG Code, we would add new paragraphs 

(k)(6) through (k)(20) to include the IMDG vessel stowage category 

definitions for Class 1 (explosive) materials. (Also see preamble 

discussion under ``The Hazardous Materials Table'' and Sec. 176.63.)

    The Hazardous Materials Table (HMT). Proposed amendments to the HMT 

for the purpose of harmonizing with the eleventh revised edition of the 

UN Recommendations (unless otherwise stated) would include the 

following:



--For the entries, ``Other regulated substances, liquid, n.o.s.'' and 

``Other regulated substances, solid, n.o.s.,'' we would add the letter 

``G'' to Column (1). The letter ``G,'' which denotes the n.o.s. and 

generic proper shipping names which are required to be supplemented 

with the technical names of the hazardous material (in parentheses and 

in association with the basic description), was inadvertently omitted 

in Docket HM-215C (64 FR 10742).

--We would add the following new entries: ``Nitroglycerin mixture, 

desensitized, liquid, n.o.s. with not more than 30% nitroglycerin by 

mass,'' UN3357; ``Propellant, solid,'' UN0501; ``Refrigerating machines 

containing flammable, non-toxic, liquefied gas,'' UN3358; ``Rockets 

with inert head,'' UN0502; and ``1H-Tetrazole,'' UN0504.

--We would revise the entry, ``Dangerous Goods in Machinery or 

Dangerous Goods in Apparatus'' by replacing the identification number 

NA8001 with UN3363, designating a Class 9 assignment and revising 

Special Provision 136 (see Sec. 172.102). These proposed changes 

reflect the adoption of the entry by the UN Committee of Experts and 

amendments agreed to by the ICAO Dangerous Goods Panel. The entry was 

added to the HMT under Docket HM-215C as NA8001 and assigned Special 

Provision 136 to prescribe the appropriate hazard class assignment. As 

explained in HM-215C, the entry was adopted in the ICAO Technical 

Instructions to provide an exception from the UN packaging performance 

tests for equipment, machinery or apparatus containing small quantities 

of hazardous materials. For machinery or apparatus not specifically 

listed in the HMT, the entry provides a practical means of describing 

and transporting machinery or apparatus containing small quantities of 

hazardous materials. In HM-215C, we stated that upon the assignment of 

a UN identification number, we would revise the entry accordingly. This 

was accomplished in the eleventh revised edition of the UN 

Recommendations in which UN3363 was assigned and this entry was 

assigned to Class 9. The ICAO Technical Instructions were amended 

consistent with this UN decision. Therefore, based on the above 

discussion, we are proposing to revise the entry, ``Dangerous Goods in 

Machinery or Dangerous Goods in Apparatus'' by assigning it to Class 9, 

replacing the domestic identification number with an international 

identification number, and revising Special Provision 136.

--We are proposing to revise all proper shipping names containing the 

word ``inhibited'' by replacing ``inhibited'' with the word 

``stabilized.'' (Also, see proposed definition for ``stabilized'' in 

Sec. 171.8.) Replacing the word ``inhibited'' with ``stabilized'' would 

recognize that, in addition to inhibition, other means of controlling 

self-reaction would be acceptable. The proposed allowance of additional 

means of stabilization and the proposed removal of certain domestic 

entries from the HMT (see domestic entry removals later in this 

section) would also address a petition for



[[Page 63297]]



rulemaking (P-1304) requesting that we add a new domestic entry, 

``Methyl methacrylate monomer, uninhibited,'' Class 3, NA1247, PG II to 

the HMT.

--We would revise the following proper shipping names: ``Lithium 

hypochlorite, dry or Lithium hypochlorite mixtures, dry,'' UN1471; 

``Printing ink, flammable,'' UN1210; and ``Nitrocellulose membrane 

filters,'' UN3270.

--For the entry, ``Methacrylic acid, inhibited,'' UN2531, we would 

replace Packing Group III with Packing Group II.

--We propose to remove various domestic entries that have assigned 

``NA'' identification numbers. After reviewing the domestic entries, we 

determined that the HMR includes ``UN'' identification numbers assigned 

to entries that are equally appropriate in a number of instances, and 

in these instances the NA numbers are no longer necessary. Included in 

the proposed removals are seven domestic pesticide proper shipping 

names identified by the pesticide industry as no longer being used. 

These entries are: ``Aldrin, liquid,'' NA2762; ``Aldrin, solid,'' 

NA2761; ``Dieldrin,'' NA2761; ``Methyl parathion liquid,'' NA3018; 

``Methyl parathion solid, NA2783; ``Parathion,'' NA2783 and 

``Tetraethyl pyrophosphate solid,'' NA3018.

--We would add radioactive material (Class 7) entries consistent with 

new entries introduced in the UN Recommendations and IAEA's 

``Regulations for the Safe Transport of Radioactive Material, No. ST-

1'' and revise the current radioactive material entries in the HMR to 

allow for domestic shipment only.

--For Class 1 (explosive) entries, we would revise Columns (10A) and 

(10B) to reflect the vessel stowage codes as they are presented in 

Amendment 30 to the IMDG Code. (See Sec. 172.101(k) and Sec. 176.63.)

--For the international entry ``Methanol,'' we would add a plus mark 

(+) in Column (1) of the HMT to indicate that this entry is classified 

with a subsidiary hazard of Class 6.1 on the basis of human experience.

--We would remove the entry ``Isobutyric anhydride,'' UN2530.

--For the entry ``Morpholine,'' UN2054, we would replace Class 3 with 

Class 8, replace Packing Group III with Packing Group I , and add Class 

3 as the subsidiary hazard.

--For ``Organic peroxide type F, solid, temperature controlled,'' 

(UN3120), we would remove the Packing Group III entry that was due to a 

printing error in 49 CFR. The PG II entry would remain.

--For approximately 14 Zone A and B toxic-by-inhalation entries, we 

would revise the quantity limits for transport by air to ``forbidden.'' 

These revisions would be consistent with other toxic-by-inhalation 

entries in the HMT.

--For the entry ``Fire extinguishers containing compressed or liquefied 

gas'' we would add Special Provision 110 to Column (7).

--Based on a petition for rulemaking (P-1338) that we received from the 

Aluminum Company of America (Alcoa), we propose to add Special 

Provisions 128 and B115 to the entry, ``Magnesium granules, coated, 

particle size not less than 149 microns,'' UN2950. Special Provision 

128 allows material meeting the Class 8 definition to be classed as a 

Division 4.3 with a Class 8 subsidiary hazard. Special Provision B115 

authorizes the use of certain non-specification bulk packagings when 

the material being transported is loaded dry. Special Provisions 128 

and B115 are currently assigned to ``Aluminum smelting by-products or 

Aluminum remelting by-products.'' Alcoa states that magnesium granules 

exhibit the same hazard properties as aluminum smelting and remelting 

by-products and behave similarly to these materials by occasionally 

meeting the criteria for both Division 4.3 and Class 8 materials. We 

agree with the petitioner and propose to add Special Provisions 128 and 

B115 to the entry ``Magnesium granules, coated, particle size not less 

than 149 microns,'' UN2950. (Also, see Sec. 172.102, Special Provision 

128.)

--For approximately 1,600 entries, we would revise Column (7) by 

harmonizing the HMR authorizations for IBCs with those contained in the 

UN Recommendations. In most cases, the UN Recommendations provide for 

greater flexibility in the use of different types of IBCs. However, in 

a few instances, the incorporation of the UN IBC requirements would 

further restrict the types of IBCs that are currently authorized for 

certain hazardous materials. For example, some Packing Group II liquid 

hazardous materials of Class 3, Division 6.1 and Class 8 that are 

currently authorized to be transported in composite IBCs with flexible 

inner receptacles (such as 31HZ2) would not be authorized in these 

types of IBCs if the UN provisions are adopted. For the benefit of the 

reader and to facilitate a review of the proposed amendments, we have 

included a table identifying all of the affected hazardous materials 

and indicating the current bulk assignments and the proposed IBC 

assignments. We would set out the IBC packaging requirements in a 

newly-created IBC Table under the Special Provisions section in 

Sec. 172.102(c)(4). The table would consist of IBC Codes (using the 

designations 1B1-1B99) corresponding to the UN IBC packing 

instructions, and BB Codes corresponding to the UN IBC special packing 

provisions. We would assign the IBC packing instructions and the BB 

codes to specific hazardous materials in Column (7) of the Sec. 172.101 

HMT consistent with assignments in the UN Recommendations. In addition, 

we believe that consolidating the IBC requirements into one table would 

make it easier for readers to identify the authorized IBCs for specific 

hazardous materials and would enhance safety and international 

harmonization. As a result of this proposal, we would revise the bulk 

special provisions in Sec. 172.102 (c)(3) to remove the current bulk 

codes relevant to the use of IBCs. We would also revise the current IBC 

packaging authorizations under Secs. 173.240(d), 173.241(d), 173.242(d) 

and 173.243(d).



    This proposal also addresses a petition we received from the Rigid 

Intermediate Bulk Container Association (RIBCA) (P-1395) requesting 

that we amend the HMR to expand the use of IBCs consistent with new UN 

provisions. Specifically, the petitioner requested uniformity with the 

UN Recommendations by requesting that the HMR allow the use of rigid 

plastic IBCs and composite IBCs with a rigid plastic inner receptacle 

for certain liquids. We are in agreement with RIBCA's request; however, 

in the interest of harmonization, we believe it would be more 

beneficial to adopt the UN Recommendations' IBC packing instructions in 

totality, and, as such, present the proposal as discussed above.

    For purposes of the Government Printing Office's typesetting 

procedures, readers should be aware that for certain entries in the 

HMT, such as those with revised proper shipping names, the change may 

appear as a removal and addition, as opposed to a revision of the 

regulatory text in the Column (2) changes. Readers should review all 

changes appearing in the Sec. 172.101 regulatory text for a complete 

view of the proposed changes.

    Appendix B to Sec. 172.101. For the readers' convenience, in 

Appendix B to Sec. 172.101, List of Marine Pollutants, we



[[Page 63298]]



would revise paragraph ``1'' by referencing Sec. 171.4, which contains 

the applicability and exceptions for offering for transportation or 

transporting marine pollutants. We would revise paragraph ``2'' to 

reflect the IMDG Code's provision for the use of two Class 9 proper 

shipping names when a marine pollutant is not listed by name or by 

synonym in the HMT and does not meet the definitions of Class 1 through 

8. In addition, a number of materials would be added, removed or 

amended in the List of Marine Pollutants. Included is the proposed 

removal of the entry ``EPTC (ISO)'' which also was the subject of a 

petition for rulemaking (P-1360) requesting removal of the entry based 

on its removal from the IMDG Code. Various other entries previously 

identified as marine pollutants are proposed to be removed. All of the 

proposed amendments to the List of Marine Pollutants are consistent 

with the marine pollutants provided in Amendment 30 of the IMDG Code.

    Section 172.102. We propose to revise, add and remove special 

provisions as follows:



--Special Provision 43 would be revised to include a provision which 

would except ``Nitrocellulose membrane filters,'' UN3270 from the HMR 

requirements if shown not to meet the criteria for a Division 4.1 

hazardous material, according to burn rate tests in Sub-section 33.2.1. 

of the UN Manual of Tests and Criteria, Part III.

--Special Provision 110 would be revised to more fully identify fire 

extinguishers that may be assigned to certain proper shipping names. 

The proposal would also provide for harmonization with the ICAO 

Technical Instructions. (We also propose to add the special provision 

to the entry, ``Fire extinguishers containing compressed or liquefied 

gas.'' See Sec. 172.101 proposed HMT changes.)

--Special Provision 128 would be revised based on the proposal to 

assign it to ``Magnesium granules, coated, particle size not less than 

149 microns.'' (See Sec. 172.101, proposed Column (7) changes.)

--Special Provision 136 would be revised to reflect the changes adopted 

by the UN Committee of Experts and the ICAO Dangerous Goods Panel for 

the entry ``Dangerous Goods in Machinery or Dangerous Goods in 

Apparatus.'' (Also see Sec. 172.101.) We would revise the special 

provision by removing the text specific to the determination of the 

hazard class based on the UN Committee of Experts' decision that items 

under this entry should be assigned to Class 9.

--A new Special Provision 139 would be added for two new proposed 

entries, ``Radioactive material, transported under special arrangement, 

fissile'' and ``Radioactive material, transported under special 

arrangement non-fissile or fissile-excepted.'' The special provision 

requires international shipments using the two entries to be made under 

an IAEA Certificate of Competent Authority to be issued by the U.S. 

Competent Authority. Domestic shipments transported under the two 

entries would be allowed only under a DOT exemption.

--A new Special Provision 142 would be assigned for the new entry 

``Nitroglycerin mixture, desensitized, liquid, n.o.s.'' The special 

provision would require the material to be approved by the Associate 

Administrator.

--A new Special Provision 143 would be added for the entry ``Life-

saving appliances, not self-inflating, containing dangerous goods as 

equipment.'' The special provision would clarify which articles may be 

transported under this entry.

-- In conjunction with the proposal to revise and consolidate the IBC 

requirements (see Sec. 172.101, Column (7) changes), we would make the 

following changes: revise the special provisions for bulk packagings in 

paragraph (c)(3) to exclude IBCs by revising Special Provisions B53 and 

B69 and removing Special Provisions B100, B101, B103 through B106 and 

B108 through B110, and a new paragraph (c)(4) would be added for 

special provisions specific to IBCs (BB Codes).

--The current T codes in paragraph (c)(7) would be revised to reflect 

the proposed incorporation of requirements for UN portable tanks and 

would apply to hazardous materials of Classes 2 through 9. The revised 

T codes would be consistent with those in the UN Recommendations and 

the IMDG Code and would supersede the current HMR IM portable tank T 

codes. The T code provisions would be required in addition to the 

proposed requirements in part 178. The codes specify the types of 

authorized portable tanks according to the specific hazardous material 

transported in the portable tank. Portable tank assignments for Zone A 

and Zone B toxic-by-inhalation liquids would remain consistent with 

their current assignments in the HMR. In instances where the UN 

requires a competent authority approval for transportation in portable 

tanks (such as when TP9 is assigned in the UN Recommendations), we have 

removed the approval provision. A transition period would be provided 

for the continued use of the existing T codes for IM portable tanks 

(see Sec. 171.14(d)(5)).

--A new Special Provision W7 would be added for seven proposed new 

Class 7 entries and would assign the vessel stowage category ``D,'' as 

defined in Sec. 172.101(k)(4), to uranyl nitrate hexahydrate solution.

--A new Special Provision W8 would be added for four proposed new Class 

7 entries and would assign the vessel stowage category ``D,'' as 

defined in Sec. 172.101(k)(4), to pyrophoric thorium metal or 

pyrophoric uranium metal.

--Finally, a new Special Provision W9 would be added for assignment to 

the entries, ``Calcium hypochlorite, dry or Calcium hypochlorite 

mixtures dry with more than 39 percent available chlorine (8.8 percent 

available oxygen,'' UN1748; ``Calcium hypochlorite, hydrated or Calcium 

hypochlorite, hydrated mixtures with not less than 5.5 percent but not 

more than 10 percent water,'' UN2880; and ``Calcium hypochlorite 

mixtures, dry, with more than 10 percent but not more than 39 percent 

available chlorine.'' UN2208. This proposed action would align the 

packaging requirements for these entries with those contained in 

Amendment 30 to the IMDG Code by authorizing certain packagings only 

when approved by the Associate Administrator.



    Section 172.203. We are proposing to revise paragraphs (d)(11), (i) 

and (n). In paragraph (d)(11), we propose to allow an exception from 

the requirement to add the appropriate group notation to the shipping 

description for a shipment of low specific activity material or surface 

contaminated objects provided the symbols are contained in the proper 

shipping name.

    In paragraph (i), we would add two additional shipping paper 

description requirements for transportation by vessel. The first 

amendment would be added as new paragraph (i)(5) and would require the 

flashpoint for a liquid hazardous material with a flashpoint of 61 

deg.C or below to be included on shipping papers when transported by 

water. We received a petition (P-1402) from the Vessel Operators 

Hazardous Materials Association (VOHMA) requesting that we add an 

additional shipping paper description requirement to include the 

minimum flashpoint in degrees Celsius for Class 3 (flammable)



[[Page 63299]]



or combustible liquid hazardous materials. VOHMA stated that the 

amendment would help support compliance with the current stowage 

requirements in Sec. 176.305(c) and the segregation requirements (Code 

22 and 23, see Sec. 176.84) as designated in Column (10B) of the 

Sec. 172.101 Hazardous Materials Table. We agree with the petitioner's 

reasoning; however, for consistency with the IMDG Code, we propose to 

add the requirement to specify the flashpoint when it is 61  deg.C or 

below for all such liquid hazardous materials whether or not the 

primary hazard is Class 3. The second amendment to the additional 

shipping paper description requirements for transportation by vessel 

would be added as new paragraph (i)(6) and is based on comments from 

the USCG regarding further harmonization with the IMDG Code. The 

amendment would require subsidiary risks of a hazardous material that 

are not reflected in the proper shipping name to be included on 

shipping papers.

    Finally, in paragraph (n), we are proposing to clarify that the 

shipping paper requirement for the word ``HOT'' to be placed 

immediately preceding the proper shipping names of hazardous materials 

that are transported as elevated temperature materials, is not required 

for proper shipping names containing the words ``Molten'' or ``Elevated 

temperature.''

    Sections 172.402, 172.405 and 172.411. Consistent with the eleventh 

revised edition of the UN Recommendations, we are removing the 

requirement to differentiate between primary and subsidiary labels. 

Currently, primary labels are required to display the hazard class or 

division number in the lower corner of the label, while subsidiary 

labels may not display these numbers. We are proposing to amend the 

requirement which provides for two label specifications (one for 

primary hazards and one for subsidiary hazards) by removing the 

subsidiary hazard label specification. Upon adoption of this proposal, 

labels used to convey both primary and subsidiary hazards would display 

the appropriate hazard class or division number at the bottom of the 

label. This proposed change would provide relief by eliminating the 

need for shippers to stock two sets of labels. We also propose to allow 

labels meeting the current label specifications to continue to be 

displayed until October 1, 2005.

    Section 172.504. Based on comments and our own initiative, we are 

proposing to allow the display of only one placard displaying one 

compatibility letter when certain Class 1 materials (explosives) of 

different compatibility groups are transported together in a single 

transport vehicle or container. This proposal is consistent with the 

mixed packaging allowances in Sec. 173.61.

    Section 172.519. Consistent with the proposal to eliminate the 

distinction between primary and subsidiary labels, we would revise 

paragraph (b)(4) to eliminate the requirement for placards. In 

addition, we would incorporate a new paragraph (b)(4)(i) to permit 

subsidiary placards meeting the current placarding specifications (such 

as placards without the hazard class or division number displayed in 

the lower corner of the placard) to continue to be displayed provided 

they were permanently affixed before January 1, 2001. Non-permanently 

affixed subsidiary placards meeting the current placarding 

specifications would be allowed to be displayed until October 1, 2005 

or until current stocks are depleted, whichever occurs first.



Part 173



    Section 173.2a. Consistent with the eleventh revised edition of the 

UN Recommendations, we would revise Note 2 to exclude liquid and solid 

desensitized explosives. In addition, we would add the revised Note 2 

to Class 3, PG I, II and III.

    Section 173.4. Based on a request for clarification, we would 

revise paragraph (a) to clarify that the small quantity exceptions 

apply to packagings containing articles, as well as inner receptacles.

    Section 173.24b. We would add a new paragraph (e) to address 

acceptance of foreign manufactured UN portable tanks that conform to 

the applicable provisions in the UN Recommendations on the Transport of 

Dangerous Goods and are manufactured in countries that provide 

reciprocal treatment for UN portable tanks manufactured in the United 

States.

    Section 173.28. We would correct a reference in paragraph 

(d)(1)(ii). The paragraph currently references ``Sec. 173.225(c)(5)'' 

and would be corrected to read Sec. 173.225(c)(3).''

    Section 173.32. We are proposing to revise this section to provide 

requirements for all portable tanks by consolidating the requirements 

for the use of IM portable tanks currently in Sec. 173.32(c) into a 

single section. We are proposing to consolidate the qualification and 

maintenance requirements in Sec. 173.32(c) and move them to part 180, 

subpart G, with the qualification and maintenance requirements for 

IBCs, cargo tanks and tank cars. We are also proposing to include a 

grandfather clause in this section (Sec. 173.32) to allow IM 101, 102 

and DOT 51 portable tanks to continue to be constructed in accordance 

with the HMR until January 1, 2003. IM 101, 102 and DOT 51 portable 

tanks which are certified and approved prior to this date would be 

authorized for continued use provided they meet the applicable periodic 

inspection and test requirements proposed in part 180, subpart G. These 

requirements are currently in Sec. 173.32b. On January 1, 2003, all 

newly manufactured portable tanks would be required to conform to the 

requirements for the design, construction and approval of UN portable 

tanks (see Secs. 178.274, 178.275, 178.276 and 178.277). In addition, 

we are proposing to remove the provisions for the continued use of DOT 

Specification 52 and 53 portable tanks and ICC Specification portable 

tanks based on information we received that these portable tanks are no 

longer used. We specifically request comments with regard to removing 

these provisions.

    Section 173.32a. We are proposing to remove Sec. 173.32a and move 

its approval requirements for Specification portable tanks to proposed 

Sec. 178.273. We believe that part 178 is a more appropriate location 

for these requirements and that the new section will prove to be more 

convenient for users of the HMR. We also propose to include similar 

requirements for the proposed incorporation of requirements for UN 

portable tanks.

    Section 173.32b. We are proposing to remove Sec. 173.32b and 

relocate the test requirements to part 180, subpart G, as discussed in 

Sec. 173.32.

    Section 173.32c. We are proposing to remove Sec. 173.32c. The 

requirements for the use of all Specification portable tanks would be 

included in Sec. 173.32, thereby precluding the need for this section.

    Section 173.61. Based on our own initiative, for Class 1 

(explosives) mixed packaging requirements, we would revise paragraph 

(e)(3) to allow explosives of compatibility group S that are allowed to 

be packaged with explosives of all other compatibility groups, except A 

and L, to be treated as belonging to any of the packaged compatibility 

groups except S. In addition, we would add a new paragraph (e)(8) to 

allow explosive articles of compatibility groups C, D, E and G, except 

for fireworks and articles requiring special packaging, to be treated 

as belonging to compatibility group E. This proposed revision 

corresponds with the current allowance contained in Sec. 177.848(g).



[[Page 63300]]



    Section 173.62. In paragraph (c), we would revise the Explosives 

Packing Instructions Table to authorize additional types of outer 

packagings in the following packing instructions: 112(a), 112(b), 

112(c), 113, 115, 116, 130, 131, 134, 135, 136, 138, 140, 141,142 and 

144.

    Section 173.150. We would revise paragraph (d) by clarifying that 

alcoholic beverages containing over 24% alcohol by volume are not 

excepted from regulation when transported by a passenger or crewmember 

on passenger-carrying aircraft. (See preamble discussion under 

Sec. 175.10.)

    Section 173.162. We would revise paragraph (a)(1) by clarifying 

that the types of packagings specified in the paragraph are combination 

packagings and that the glass, earthenware or rigid plastics are inner 

packagings. In addition, for these packagings, we would increase the 

net mass of 10 kg (22 pounds) for each packaging to15 kg (33 pounds). 

This is consistent with Packing Instruction 800 in the UN 

Recommendations.

    Section 173.185. We would revise Sec. 173.185 to include a 

definition for equivalent lithium content for lithium ion cells and 

batteries and to provide the applicable aggregate lithium quantities 

relevant to excepting lithium ion cells and batteries from the 

requirements of the HMR.

    Section 173.224. Consistent with the UN Recommendations, we would 

add the entry ``2,2'-Azodi(isobutyronitrile) as a water-based paste'' 

to the Self-Reactive Substances Table for substances that are not 

subject to the approval provisions of Sec. 173.124(a)(2)(iii), provided 

all applicable provisions in the table are met. Finally, we would 

revise paragraph (b)(4) and remove paragraph (d) to allow Type F self-

reaction substances to be transported in portable tanks under 

conditions specified in Sec. 173.225(e) (see preamble discussion under 

Sec. 173.225).

    Section 173.225. We are proposing to amend the paragraph (b) 

Organic Peroxide Table by making various changes, such as revising 

several technical names, packing method authorizations and control 

temperatures. These proposed changes are consistent with the UN 

Recommendations. We are proposing to remove Notes ``7'' and ``10'' 

consistent with our proposed adoption of UN IBC 520 and add Notes 

``26'' and ``27'' to specify the available oxygen content limitations 

for certain new organic peroxides formulations. We would revise 

paragraph (e) to incorporate the requirements from the eleventh revised 

edition of the UN Recommendations relevant to the emergency venting 

devices for portable tanks used for the transportation of organic 

peroxides and self-reactive substances. This responds to NTSB 

recommendation (I-92-2) that asked us to ``revise the requirements for 

pressure relief venting on DOT specification 57 portable tanks used to 

transport dicumyl peroxides and other products with similar rapid 

decomposition characteristics to ensure that the pressure relief 

systems prevent overpressure rupture of tanks from a rapid product 

decomposition reaction.'' We propose to apply the recommended venting 

requirements to all portable tanks and IBCs, rather than just DOT 

Specification portable tanks. Additionally, the types of portable tanks 

authorized for type F organic peroxide and self-reactive substances 

would be expanded to include UN portable tanks. We propose to adopt the 

requirements in Portable Tank Instruction T23 and IBC Special Provision 

, IBC 520.

    Sections 173.240, 173.241, 173.242 and 173.243. In each section's 

paragraph (c), we would remove Specification DOT 52 and 53 portable 

tanks as authorized packagings (see Sec. 173.32 ) because we believe 

that these portable tanks are no longer used. In addition, we would 

authorize UN portable tanks. In conjunction with the proposal to revise 

the requirements for IBCs for alignment with international standards, 

we would revise paragraph (d) which specifies authorized IBCs in 

Secs. 173.240, 173.241, 173.242 and 173.243 to reflect the proposed 

incorporation of IBC packing instructions and BB codes (see 

Sec. 172.101, Column (7)).

    Section 173.247. In paragraph (c), we would remove Specification 

DOT 52 and 53 portable tanks as authorized packagings (see 

Sec. 173.32).

    Section 173.306. Consistent with Packing Instruction P201 in the UN 

Recommendations, we would amend the paragraph (a)(4)(iii) conditions 

for transporting flammable, non-pressurized gas samples by revising the 

inner packagings limit from 2.5 L (0.66 gallons) to 5 L (1.3 gallons).

    Section 173.315. We would revise paragraphs (a) and (i) to 

incorporate provisions for the use of UN portable tanks for the 

transportation of liquefied compressed gases, in addition to the 

requirements for DOT Specification 51 portable tanks. Revisions would 

refer to tank instruction T50 (see UN T Codes under Sec. 172.102) for 

the transportation of liquefied compressed gases in UN portable tanks 

and would include minor differences in pressure relief device 

requirements applicable to UN portable tanks.



Part 175



    Section 175.10. For consistency with the ICAO Technical 

Instructions, we are proposing to revise paragraph (a)(10) to clarify 

that lighters containing ``unabsorbed liquid fuel'' are prohibited on 

one's person or in checked or carry-on baggage. We are proposing to 

revise exclusions for alcoholic beverages as carry-on and checked 

baggage to impose a per passenger quantity limit and to restrict the 

exceptions to alcoholic beverages in retail packagings containing not 

more than 70% alcohol. We are proposing to revise paragraph (a)(16) to 

exclude alcoholic beverages. Also, we are proposing to add new 

paragraph (a)(17) to specify that alcoholic beverages containing more 

than 24% and not more than 70% alcohol by volume, when carried by 

passengers or crew in checked or carry-on baggage, are not subject to 

the HMR if in retail packagings not exceeding 5 liters (1.3 gallons) 

with a total net quantity per person of 5 liters (1.3 gallons). These 

proposed changes are consistent with the ICAO Technical Instructions.

    Section 175.33. For harmonization with the ICAO Technical 

Instructions, we would revise paragraph (a) introductory text to add a 

requirement that the written pilot notification must be accurate and 

legible.

    Section 175.78. We would revise this section to update and align 

segregation requirements with recent changes adopted in the ICAO 

Technical Instructions which were based on a UN decision to remove the 

distinction between primary and subsidiary risk labels. Separate rows 

and columns would be provided for Divisions 5.1 and 5.2. We would add a 

new provision to clarify that packages with multiple risks would not 

need to be segregated from other packages bearing the same UN number.

    Section 175.85. Consistent with a new provision adopted in the ICAO 

Technical Instructions, we would revise paragraph (a) to authorize main 

deck Class C cargo compartments. Currently, hazardous materials may be 

carried in a main deck cargo compartment of a passenger aircraft 

provided the compartment is inaccessible to passengers and it meets 

certification requirements for a Class B cargo compartment. (Class C 

cargo compartments differ from Class B cargo compartments in that Class 

C compartments are required to have a built-in fire extinguishing 

system, in



[[Page 63301]]



addition to smoke or fire detection systems.)



Part 176



    Section 176.2. In conjunction with the proposal to incorporate a 

requirement for vessel cargo to be in compliance with the INF Code (see 

Sec. 176.720), we would add a definition for ``INF cargo'' under the 

Sec. 176.2 definitions.

    Section 176.63. For the stowage of Class 1 (explosive) materials on 

board a vessel, we would add a stowage location definition for ``closed 

cargo transport unit.'' This proposed addition coincides with the 

proposed addition of the vessel stowage category definitions contained 

in Amendment 30 to the IMDG Code. (See Sec. 172.101(k).)

    Section 176.84. Consistent with the IMDG Code we would revise 

paragraph (b) Table of provisions and paragraph (c)(2) stowage 

provisions. In the paragraph (b) Table of provisions, we would add two 

new stowage provisions for assignment to the entries, ``Calcium 

hypochlorite, dry or Calcium hypochlorite mixtures dry with more than 

39 percent available chlorine (8.8 percent available oxygen),'' 

``Calcium hypochlorite, hydrated or Calcium hypochlorite hydrated 

mixtures with not less than 5.5 percent but not more than 10 percent 

water,'' and ``Calcium hypochlorite mixtures, dry with more than 10 

percent but not more than 39 percent available chlorine.'' In the 

paragraph (c)(2), we would revise the list of notes for the stowage of 

Class 1 (explosive) material provisions.

    Section 176.128. We would make an editorial change in 

Sec. 176.128(c) by correcting an identification number.

    Section 176.136. We would make an editorial change in Sec. 176.136 

by removing the word ``portable.''

    Section 176.142. Based on a comment from the National Cargo Bureau, 

Inc., in Sec. 176.142, paragraph (a), we would revise the list of 

hazardous materials that may not be transported in a vessel carrying 

Class 1 (explosive) materials to reflect the most current proper 

shipping names and to add one extremely flammable material, ``Methyl 

phosphonous dichloride, pyrophoric liquid,'' NA2845.

    Section 176.720. We would add a new section to require a vessel 

carrying INF cargo in international transportation to comply with the 

``International Code for the Safe Carriage of Packaged Irradiated 

Nuclear Fuel, Plutonium and High-Level Radioactive Wastes on Board 

Ships,'' (INF Code, 1998, English edition). The INF Code was adopted by 

the International Maritime Safety Committee and will be effective 

January 1, 2001 under the IMDG Code.



Part 177



    Section 177.848. In paragraph (g)(3)(vi), we inadvertently added 

the terms ``special stowage'' and ``stowed'' from the corresponding 

vessel section of the HMR (Sec. 174.81) under HM-215C (64 FR 10742). In 

this NPRM, we propose to correct the wording by removing ``special 

stowage,'' which is not applicable to this section, and replacing 

``stowed'' with ``loaded, transported and stored.'' We received a joint 

petition from the American Trucking Associations (ATA) and the 

Institute of Makers of Explosives (IME) (P-1396) requesting additional 

clarification of this paragraph. The paragraph reads:

    ``(vi) ``6'' means explosive articles in compatibility group G, 

other than fireworks and those requiring special stowage, may be stowed 

with articles of compatibility groups C, D and E, provided no explosive 

substances are carried in the same vehicle.''

    In this paragraph and the corresponding paragraph in Sec. 174.81, 

the petitioners request that the word ``other'' be inserted before the 

wording ``explosive substances.'' However, there is a distinction 

between the words ``articles'' and ``substances.'' This paragraph 

pertains to certain explosive articles allowed to be stowed if no 

explosive substances (not articles) are carried on the same vehicle.



Part 178



    Section 178.273. We are proposing to add a new section by moving 

the current requirements for the approval of Specification portable 

tanks from Sec. 173.32a to the proposed Sec. 178.273. These current 

approval provisions will precede the requirements for UN portable tanks 

(as proposed in Secs. 178.274 through 178.277).

    Sections 178.274, 178.275, 178.276 and 178.277. Based on the 

eleventh revised edition of the UN Recommendations, we are proposing to 

incorporate four new sections into the HMR for the UN portable tank 

requirements. This proposed action is based on our own initiative and 

responds to a petition for rulemaking (P-1373). The requirements apply 

to the design and construction of portable tanks. The IMO Dangerous 

Goods, Solid Cargoes and Containers (DSC) Sub-Committee agreed to 

incorporate the new harmonized UN multimodal portable tank requirements 

into the reformatted IMDG Code, Amendment 30. The reformatted IMDG Code 

is scheduled to become effective on January 1, 2001. The IMDG Code also 

includes a provision to allow for the continued use of portable tanks 

designed and constructed under the current requirements (those in 

Amendments 29 or previous amendments to the IMDG Code as applicable, 

depending on the date of construction).

    The IMO intends to allow construction under the new requirements on 

January 1, 2001, on a voluntary compliance basis, with a mandatory 

compliance date of January 1, 2003. On January 1, 2003, all new 

portable tanks will be required to be manufactured in accordance with 

the new requirements. For purposes of harmonization, we are proposing 

to incorporate the corresponding design, construction and use 

requirements for UN portable tanks in the HMR. In addition, in 

Sec. 173.32 we are proposing to provide for the continued use of IM 

101, 102 and DOT Specification 51 portable tanks, which is consistent 

with the provisions adopted by the IMO.

    The design and construction requirements for UN portable tanks do 

not differ significantly from the existing IM 101 and 102 portable 

tanks and the DOT Specification 51 requirements. In general, the UN 

requirements are less restrictive. For example, 6 mm (0.2 inches) 

minimum thickness is required for most portable tanks, as opposed to 

the current minimum thickness of 6.35 mm (0.3 inches) for IM 101 and 

102 portable tanks. While the majority of the proposed changes involve 

relaxations of the regulatory requirements, there would be implications 

for portable tank manufacturers, shippers and operators who transport 

hazardous materials in portable tanks, and efforts would need to be 

undertaken to familiarize those affected with the differences. For 

example, we would require UN portable tanks used for the transportation 

of liquefied compressed gases to be approved by a DOT-designated 

approval agency, and we would require all UN portable tanks to meet a 4 

g impact test. In addition to portable tanks for liquids and liquefied 

compressed gases, we propose to incorporate requirements for portable 

tanks that are used to transport refrigerated liquified gases 

(cryogenic liquids). Currently, requirements for portable tanks used 

for refrigerated liquefied gases are not specified in the HMR, and we 

authorize their use only under DOT exemptions. The differences between 

UN portable tanks and the current portable tank requirements include, 

but are not limited to the following:



--The proposed definition for portable tank includes multimodal tanks 

with a capacity of more than 450 liters (118.9 gallons). Previously, 

IMO Type



[[Page 63302]]



5 and DOT Specification 51 tanks intended for the transport of 

liquefied compressed gases were limited to a capacity of more than 1000 

liters (264.2 gallons).

--The proposed design temperature range is defined as -40  deg.C to 50 

deg.C (-40  deg.F to 122.0  deg.F). This NPRM also proposes design 

temperatures to be considered for portable tanks subjected to severe 

climatic conditions. Current regulations specify -20  deg.C to 50 

deg.C (-4.0  deg.F to 122.0  deg.F).

--The proposed UN leakage test for liquids specifies a test pressure 

not less than 25% of Maximum Allowable Working Pressure (MAWP). The 

current HMR requirements specify an internal pressure equivalent to 

MAWP, but not less than 0.2 bar (20.0 kPa) for liquids.

--The proposed test requires that the design and construction of 

portable tanks must take into account the effects of fatigue during 

normal conditions of transport. Currently, this is not required in the 

HMR.

--The proposed requirements specify an absolute minimum thickness of 3 

mm (0.1 inches), regardless of the material used and regardless of 

whether additional protection is provided.

--A rail impact test of 4 g would be required for all portable tanks 

meeting the definition of ``Container'' in the International Convention 

for Safe Containers (CSC).

--The proposed requirements specify that the test pressure be 1.3 times 

the design pressure. Currently, under the HMR, DOT 51 portable tanks 

are required to have a test pressure of 1.5 times the design pressure; 

however, this is based on the vapor pressure of the hazardous material 

at 115  deg.F (46.1  deg.C), whereas the UN calculates the vapor 

pressure at 65  deg.C (149  deg.F). Therefore, the differences between 

1.5 at 46  deg.C and 1.3 at 65  deg.C would not be significant.

--The proposed requirements include a figure for thermal conductance 

for the thermal insulation systems of shells intended for the transport 

of liquefied compressed gases.

--The proposed requirements include a definition for ``Holding time'' 

relevant to portable tanks used for the transportation of refrigerated 

liquefied gases. This is consistent with current HMR requirements in 

Sec. 178.338-9 for cargo tanks.

--The proposed requirements specify the effectiveness of the insulation 

system (heat influx in watts) based on a test using the portable tank.

--The proposal allows the specified minimum values for austenitic 

steels to be increased by 15% according to recognized material 

standards when greater values are provided in the material inspection 

certificates.

--The proposed requirements allow the combined capacity of all pressure 

relief devices to be sufficient to limit the pressure to 120% of the 

MAWP for liquefied compressed gases.

--The proposed requirements include a new filling limit for the 

transport of helium.

    Based on the above discussion (Secs. 178.273 through 178.277), five 

new sections are proposed to be added as follows: Sec. 178.273 would be 

added by moving the current requirements for the approval of 

Specification portable tanks from Sec. 173.32a and introducing similar 

requirements for UN portable tanks; Sec. 178.274 would be added for the 

UN portable tank general design and construction requirements; 

Sec. 178.275 would be added for the additional specifications for UN 

portable tanks intended for the transportation of liquid and solid 

materials of Classes 3 through 9; Sec. 178.276 would be added for the 

additional requirements for UN portable tanks intended for the 

transportation of liquefied compressed gases; and Sec. 178.277 would be 

added for the additional requirements for the design, construction, 

inspection and testing of UN portable tanks intended for the transport 

of refrigerated liquefied gases.

    Section 178.703. Paragraph (a)(1) would be revised by incorporating 

a minimum height of 12 mm (0.5 inches) for IBC markings and by adding a 

requirement to allow use of the ``W'' mark for approval of equivalent 

IBC packagings, as provided for in Sec. 178.801(i).

    Section 178.705. We are proposing to revise the minimum wall 

thickness requirements to take into account the capacity of the IBC, as 

well as the IBC design type.

    Section 178.801. In paragraph (i), we are proposing to add an 

approval provision for the use of large packagings, as defined in 

Sec. 171.8 of this NPRM, provided the large packagings conform to the 

construction standards, performance testing and packaging marking as 

specified in UN Recommendations.

    Section 178.812. Based on our own initiative, we would revise 

paragraph (c)(1) and add a new paragraph (c)(3) to add an alternate 

method for conducting the top lift test for flexible IBCs. Currently, 

the proposed alternate method is authorized in several approvals issued 

by the Associate Administrator.



Part 180



    Sections 180.601, 180.603, 180.605. We propose to move the 

qualification and maintenance requirements for portable tanks to part 

180. We believe that these requirements would be more appropriately 

placed in part 180 along with the qualification and maintenance 

requirements for cargo tanks, IBCs and tank cars. Therefore, we propose 

to add a new subpart, subpart G, to part 180 for the qualification and 

maintenance of portable tanks, and to include the incorporation of UN 

portable tanks as proposed in this NPRM.



IV. Rulemaking Analyses and Notices



A. Executive Order 12866 and DOT Regulatory Policies and Procedures



    This proposed rule is not considered a significant regulatory 

action under section 3(f) of Executive Order 12866 and, therefore, was 

not reviewed by the Office of Management and Budget. The proposed rule 

is not considered a significant rule under the Regulatory Policies and 

Procedures of the Department of Transportation [44 FR 11034]. Because 

of the minimal economic impact of this proposed rule, preparation of a 

regulatory impact analysis or regulatory evaluation is not warranted.



B. Executive Order 13132



    This proposed rule has been analyzed in accordance with the 

principles and criteria contained in Executive Order 13132 

(``Federalism''). This proposed rule would preempt State, local and 

Indian tribe requirements but does not propose any regulation that has 

substantial direct effects on the States, the relationship between the 

national government and the States, or the distribution of power and 

responsibilities among the various levels of government. Therefore, the 

consultation and funding requirements of Executive Order 13132 do not 

apply.

    The Federal hazardous material transportation law, 49 U.S.C. 5101-

5127, contains an express preemption provision (49 U.S.C. 5125(b)) that 

preempts State, local, and Indian tribe requirements on certain covered 

subjects. Covered subjects are:

    (1) The designation, description, and classification of hazardous 

materials;

    (2) The packing, repacking, handling, labeling, marking, and 

placarding of hazardous materials;

    (3) The preparation, execution, and use of shipping documents 

related to hazardous materials and requirements related to the number, 

contents, and placement of those documents;



[[Page 63303]]



    (4) The written notification, recording, and reporting of the 

unintentional release in transportation of hazardous; or

    (5) The design, manufacture, fabrication, marking, maintenance, 

recondition, repair, or testing of a packaging or container 

represented, marked, certified, or sold as qualified for use in 

transporting hazardous material.

    This proposed rule addresses covered subject items (1), (2), (3), 

and (5) above and would preempt State, local, and Indian tribe 

requirements not meeting the ``substantively the same'' standard. This 

proposed rule is necessary to incorporate changes already adopted in 

international standards. If the changes proposed in this NPRM are not 

adopted in the HMR, U.S. companies, including numerous small entities 

competing in foreign markets, will be at an economic disadvantage. 

These companies would be forced to comply with a dual system of 

regulation. The proposed changes are intended to avoid this result.

    Federal hazardous materials transportation law provides at 

5125(b)(2) that, if DOT issues a regulation concerning any of the 

covered subjects, DOT must determine and publish in the Federal 

Register the effective date of Federal preemption. The effective date 

may not be earlier than the 90th day following the date of issuance of 

the final rule and not later than two years after the date of issuance. 

Thus, RSPA lacks discretion in this area. RSPA proposes that the 

effective date of Federal preemption will be 180 days from publication 

of a final rule in this matter in the Federal Register.



C. Executive Order 13084



    This proposed rule has been analyzed in accordance with the 

principles and criteria contained in Executive Order 13084 

(``Consultation and Coordination with Indian Tribal Governments''). 

Because this proposed rule does not significantly or uniquely affect 

the communities of the Indian tribal governments and does not impose 

substantial direct compliance costs, the funding and consultation 

requirements of Executive Order 13084 do not apply.



D. Regulatory Flexibility Act



    This proposed rule would incorporate changes introduced in the 

eleventh revised edition of the UN Recommendations, the 2001-2002 ICAO 

Technical Instructions, and Amendment 30 to the IMDG Code. It would 

apply to offerors and carriers of hazardous materials and would 

facilitate the transportation of hazardous materials in international 

commerce by providing consistency with international requirements.

    The costs associated with this proposed rule are considered to be 

so minimal as to not warrant preparation of a regulatory impact 

analysis or regulatory evaluation. The majority of amendments should 

result in cost savings and would ease the regulatory compliance burden 

for shippers engaged in international commerce, including trans-border 

shipments within North America. For example, cost savings will be 

realized by shippers and carriers as a result of eliminating the 

differences between primary and subsidiary labels. As a result of this 

change, it will no longer be necessary to stock two sets of labels for 

each hazard class. To ease any burden associated with this change, we 

are proposing a reasonable transition period where labels meeting 

current and proposed requirements may be used. Other cost savings 

include: revising minimum thickness requirements for metal IBCs; 

providing greater harmonization with international regulations and 

flexibility for IBCs and portable tanks that may be used for the 

transportation of hazardous materials; authorizing the use of UN 

portable tanks while retaining current IM 101, 102 and DOT 

Specification 51 portable tank requirements and authorizations for 

their use; numerous deletions from the hazardous materials table and 

the marine pollutant list; more flexible requirements for transporting 

samples of hazardous materials; authorization to use a single 

explosives placard when explosives of several compatibility groups are 

transported in a single freight container or vehicle; several 

clarifications of existing regulatory requirements; and revised 

requirements for large lithium batteries which will simplify the 

regulatory requirements applicable to batteries used in high energy 

efficient hybrid vehicles. We are proposing immediate voluntary 

compliance (as of January 1, 2001 or the date of publication of the 

final rule, whichever occurs first), a delayed effective date and a 

one-year transition period to allow for training of employees and to 

ease any burden on entities affected by the proposed amendments. Many 

companies involved in domestic, as well as global operations, will 

realize economic benefits as a result of the proposed amendments in 

this rulemaking. Therefore, I certify that this proposed rule will not, 

if promulgated, have a significant economic impact on a substantial 

number of small entities. This certification is subject to modification 

as a result of a review of comments received in response to this 

proposal.



E. Paperwork Reduction Act



    We have current information collection approvals under OMB No. 

2137-0557, Approvals for Hazardous Materials, which expires March 31, 

2002, with 18,302 burden hours and $413,737.40 annual costs, and OMB 

No. 2137-0018, Inspection and Testing of Portable Tanks and 

Intermediate Bulk Containers, which expires March 31, 2002, with 51,340 

burden hours and $10,235,000 annual costs. We believe that this 

proposed rule may result in minor incremental increases in the annual 

burden hours and costs. If these proposals are finalized, the current 

approvals would be revised and resubmitted to OMB for extension and re-

approval.

    Section 1320.8(d), Title 5, Code of Federal Regulations requires 

that RSPA provide interested members of the public and affected 

agencies an opportunity to comment on information collection and 

recordkeeping requests. This notice identifies information collections 

that we may submit to OMB for extension and re-approval based on the 

requirements in this proposed rule. We have revised burden estimates, 

where appropriate, to reflect current reporting levels or adjustments 

based on changes in this proposed rule since the information 

collections were last approved. We estimate that the total information 

collection and recordkeeping burdens as proposed in this rule would be 

revised as follows:

    OMB No. 2137-0557:

    Number of Respondents: 3,518.

    Total Annual Responses: 3,869.

    Total Annual Burden Hours: 18,381.

    Total Annual Burden Cost: $413,737.40.

    One-time Annual Start Up Burden Hours: 168.

    One-time Annual Start Up Cost: $11,758.50.

    Total Responses for First Year: 4,005.

    Total Annual Burden Hours for First Year: 18,549.

    Total Annual Burden Cost for First Year: $425,495.90.

    We specifically request comments on the information collection and 

recordkeeping burdens associated with developing, implementing, and 

maintaining these requirements for approval under this proposed rule.

    Requests for a copy of the information collection approvals, 

requests and data should be directed to Deborah Boothe, Office of 

Hazardous Materials Standards (DHM-10), Research and Special Programs 

Administration, Room 8102, 400 Seventh Street, SW, Washington,



[[Page 63304]]



DC 20590-0001, Telephone (202) 366-8553.

    Written comments should be addressed to the Dockets Management 

System as identified in the ADDRESSES section of this rulemaking. 

Comments should be received prior to the close of comment period 

identified in the DATES section of this rulemaking. Under the Paperwork 

Reduction Act of 1995, no person is required to respond to an 

information collection unless it displays a valid OMB control number. 

If these proposed requirements are adopted in a final rule, we will 

submit the revised information collection and recordkeeping 

requirements to the Office of Management and Budget for approval.



F. Regulation Identifier Number (RIN)



    A regulation identifier number (RIN) is assigned to each regulatory 

action listed in the Unified Agenda of Federal Regulations. The 

Regulatory Information Service Center publishes the Unified Agenda in 

April and October of each year. The RIN number contained in the heading 

of this document can be used to cross-reference this action with the 

Unified Agenda.



G. Unfunded Mandates Reform Act



    This proposed rule does not impose unfunded mandates under the 

Unfunded Mandates Reform Act of 1995. It does not result in costs of 

$100 million or more to either State, local or tribal governments, in 

the aggregate, or to the private sector, and is the least burdensome 

alternative that achieves the objective of the rule.



List of Subjects



49 CFR Part 171



    Exports, Hazardous materials transportation, Hazardous waste, 

Imports, Incorporation by reference, Reporting and recordkeeping 

requirements.



49 CFR Part 172



    Education, Hazardous materials transportation, Hazardous waste, 

Labeling, Markings, Packaging and containers, Reporting and 

recordkeeping requirements.



49 CFR Part 173



    Hazardous materials transportation, Packaging and containers, 

Radioactive materials, Reporting and recordkeeping requirements, 

Uranium.



49 CFR Part 174



    Hazardous materials transportation, Radioactive materials, Railroad 

safety.



49 CFR Part 175



    Air carriers, Hazardous materials transportation, Radioactive 

materials, Reporting and recordkeeping requirements.



49 CFR Part 176



    Hazardous materials transportation, Maritime carriers, Radioactive 

materials, Reporting and recordkeeping requirements.



49 CFR Part 177



    Hazardous materials transportation, Motor carriers, Radioactive 

materials, Reporting and recordkeeping requirements.



49 CFR Part 178



    Hazardous materials transportation, Motor vehicle safety, Packaging 

and containers, Reporting and recordkeeping requirements.



49 CFR Part 180



    Hazardous materials transportation, Motor carriers, Motor vehicle 

safety, Packaging and containers, Railroad safety, Reporting and 

recordkeeping requirements.



    In consideration of the foregoing, 49 CFR Chapter I is proposed to 

be amended as follows:



PART 171--GENERAL INFORMATION, REGULATIONS, AND DEFINITIONS



    1. The authority citation for part 171 would continue to read as 

follows:



    Authority: 49 U.S.C. 5101-5127; 49 CFR 1.53.



    2. In Sec. 171.7, in the paragraph (a)(3) table:

    a. Under the entry ``American Society for Testing and Materials'', 

a new entry would be added in alpha-numeric order;

    b. Under the entry ``International Atomic Energy Agency (IAEA)'', a 

new entry would be added in alhabetical order;

    c. Under the entry ``International Civil Aviation Organization 

(ICAO)'', the existing entry would be revised;

    d. Under the entry ``International Maritime Organization (IMO)'', 

the existing entry would be revised and a new entry would be added in 

appropriate alphabetical order;

    e. Under the entry ``International Organization for 

Standardization'', three new entries would added in appropriate 

alphabetical/numerical order; and

    f. Under the entry ``United Nations'', the existing entries would 

be revised.

    The revisions and additions read as follows:





Sec. 171.7  Reference material.



    (a) Matter incorporated by reference. * * *

    (3) Table of material incorporated by reference. * * *



------------------------------------------------------------------------

        Source and name of material               49 CFR reference

------------------------------------------------------------------------



*                  *                  *                  *

                  *                  *                  *

American Society for Testing and Materials



*                  *                  *                  *

                  *                  *                  *

ASTM E 112-96 Standard Test Methods for     178.274

 Determining Average Grain Size, 1996

 Edition.



*                  *                  *                  *

                  *                  *                  *

 International Atomic Energy Agency (IAEA)



*                  *                  *                  *

                  *                  *                  *

IAEA, Regulations for the Safe Transport    171.12(d)

 of Radioactive Material, No. ST-1, 1996

 Edition.



*                  *                  *                  *

                  *                  *                  *

 International Civil Aviation Organization

                  (ICAO)



*                  *                  *                  *

                  *                  *                  *

Technical Instructions for the Safe         171.11; 172.191; 172.202;

 Transport of Dangerous Goods by Air, DOC    172.401; 172.512; 172.519;

 9284-AN/905, 2001-2002 Edition.             172.602



[[Page 63305]]





 International Maritime Organization (IMO)



*                  *                  *                  *

                  *                  *                  *

International Code for the Safe Carriage    176.720

 of Packaged Irradiated Nuclear Fuel,

 Plutonium and High-Level Radioactive

 Wastes On Board Ships (INF Code).

International Maritime Dangerous Goods      171.12; 172.401; 172.407;

 (IMDG) Code, as amended by Amendment 30     173.21; 176.2; 176.5;

 (2000 edition).                             176.11; 176.27; 176.30.

      International Organization for

              Standardization



*                  *                  *                  *

                  *                  *                  *

ISO 1496-3 Series 1 freight containers--    178.274

 Specification and testing, 1996 edition.



*                  *                  *                  *

                  *                  *                  *

ISO 4126-1  Safety valves  Part 1: Safety   178.274

 valves,1991 edition.



*                  *                  *                  *

                  *                  *                  *

ISO 6892 Metallic materials--Tensile        178.274

 testing, 1984 edition.



*                  *                  *                  *

                  *                  *                  *

              United Nations



*                  *                  *                  *

                  *                  *                  *

UN Recommendations on the Transport of      172.102; 172.401; 172.407;

 Dangerous Goods, Eleventh Revised Edition   172.502; 173.1; 173.3;

 (1999).                                     173.21; 173.22; 173.24;

                                             173.56; 173.57; 173.124;

                                             173.166; 178.500; 178.700.

UN Recommendations on the Transport of      172.102; 173.21; 173.57;

 Dangerous Goods, Manual of Tests and        173.58; 173.124; 173.128;

 Criteria, Third Revised Edition (1999).     173.166; 173.185.

------------------------------------------------------------------------



* * * * *

    3. In Sec. 171.8, the following definitions would be added in 

appropriate alphabetical order to read as follows:





Sec. 171.8  Definitions and abbreviations.



* * * * *

    Large packaging means a packaging that--

    (1) Consists of an outer packaging which contains articles or inner 

packagings; and

    (2) Is designed for mechanical handling; and

    (3) Exceeds 400 kg net mass or 450 liters (118.9 gallons) capacity 

and has a volume of not more than 3 m\3\. (See Sec. 178.801(i) of this 

subchapter); and.

    (4) Conforms to the requirements for the construction, testing and 

marking of large packagings as specified in the UN Recommendations.

* * * * *

    Liner means a separate tube or bag inserted into a packaging, 

(including IBCs and large packagings) but not forming an integral part 

of the packaging, including the closures of the packaging's openings.

* * * * *

    Stabilized means that the hazardous material is in a condition that 

precludes uncontrolled reaction. This may be achieved by methods such 

as adding an inhibiting chemical, degassing the hazardous material to 

remove dissolved oxygen and inerting the air space in the package, or 

maintaining the hazardous material under temperature control.

* * * * *

    UN portable tank means a multimodal tank having a capacity of more 

than 450 liters (118.9 gallons). It includes a shell fitted with 

service equipment and structural equipment, including stabilizing 

members external to the shell and skids, mountings or accessories to 

facilitate mechanical handling. The UN portable tank must be capable of 

being filled and discharged without the removal of its structural 

equipment and must be capable of being lifted when full. Cargo tanks, 

rail tank car tanks, non-metallic tanks and IBCs and packagings made to 

cylinder specifications are not UN portable tanks.

* * * * *

    4. In Sec. 171.10, in the paragraph (c)(2) Table of Conversion 

Factors for SI Units, a unit of measure would be added as the last 

entry to read as follows:





Sec. 171.10  Units of measure.



* * * * *

    (c) * * *

    (2) * * *


                                    Table of Conversion Factors for SI Units

----------------------------------------------------------------------------------------------------------------

              Measurement                    SI to U.S. standard                 U.S. standard to SI

----------------------------------------------------------------------------------------------------------------



      *                   *                   *                   *                   *                   *

                                                           *



Force..................................  1 Newton = 9.807 pound-     1 Pound-force = 0.1020N.

                                          force.

----------------------------------------------------------------------------------------------------------------


* * * * *

    5. In Sec. 171.11, a new paragraph (d)(17) would be added to read 

as follows:





Sec. 171.11  Use of ICAO Technical Instructions.



* * * * *

    (d) * * *

    (17) An organic peroxide that is not identified by technical name 

in the Organic Peroxide Table in Sec. 173.225(b) of this subchapter 

must be approved by the Associate Administrator in accordance with the 

requirements of Sec. 173.128(d) of this subchapter.

    6. In Sec. 171.12, in paragraph (b)(3), a sentence would be added 

at the end of the paragraph, a new paragraph (b)(19) would be added, 

and paragraphs (d)



[[Page 63306]]



heading and introductory text and (d)(4) would be revised to read as 

follows:





Sec. 171.12  Import and export shipments.



* * * * *

    (b) * * *

    (3) * * * A viscous flammable liquid which is excepted from the 

requirements of the IMDG Code based on having a flash point of 23 

deg.C (73.4  deg.F) or greater and less than or equal to 60.5  deg.C 

(140.9  deg.F), not meeting the toxic or corrosive definitions, not 

containing more than 20% nitrocellulose, and being packed in 

receptacles of less than 450 liters (118.9 gallons) capacity, may not 

be transported under the provisions of this section and is subject to 

the requirements of this subchapter.

* * * * *

    (19) An organic peroxide that is not identified by technical name 

in the Organic Peroxide Table in Sec. 173.225(b) of this subchapter 

must be approved by the Associate Administrator in accordance with the 

requirements of Sec. 173.128(d) of this subchapter.

* * * * *

    (d) Use of International Atomic Energy Agency (IAEA) regulations 

for Class 7 (radioactive) materials. Class 7 (radioactive) materials 

being imported into or exported from the United States, or passing 

through the United States in the course of being shipped between places 

outside the United States, may be offered and accepted for 

transportation when packaged, marked, labeled, and otherwise prepared 

for shipment in accordance with IAEA ``Regulations for the Safe 

Transport of Radioactive Material,'' Safety Series No. 6, 1985 edition, 

or ST-1, 1996 edition (incorporated by reference, see Sec. 171.7), if:

* * * * *

    (4) The country of origin for the shipment has adopted the 

corresponding edition (Safety Series No. 6, 1985 Edition, or ST-1, 1996 

Edition) of the IAEA ``Regulations for the Safe Transport of 

Radioactive Material'';

* * * * *

    7. In Sec. 171.12a, a new paragraph (b)(18) would be added to read 

as follows:





Sec. 171.12a  Canadian shipments and packagings.



* * * * *

    (b) * * *

    (18) An organic peroxide that is not identified by technical name 

in the Organic Peroxide Table in Sec. 173.225(b) of this subchapter 

must be approved by the Associate Administrator in accordance with the 

requirements of Sec. 173.128(d) of this subchapter.

    8. In Sec. 171.14, paragraphs (d) introductory text, (d)(1) and 

(d)(2) introductory text would be revised and a new paragraph (d)(4) 

would be added to read as follows:





Sec. 171.14  Transitional provisions for implementing certain 

requirements.



* * * * *

    (d) A final rule published in the Federal Register on [publication 

date of final rule], effective October 1, 2001, resulted in revisions 

to this subchapter. During the transition period provided in paragraph 

(d)(1) of this section, a person may elect to comply with either the 

applicable requirements of this subchapter in effect on September 30, 

2001, or the requirements published in the [publication date of final 

rule] final rule.

    (1) Transition dates. The effective date of the [publication date 

of final rule] final rule is October 1, 2001. A delayed compliance date 

of October 1, 2002 is authorized. On October 1, 2002, all applicable 

regulatory requirements adopted in the [publication date of final rule] 

final rule must be met.

    (2) Intermixing old and new requirements. Prior to the transition 

date in paragraph (d)(1) of this section, it is recommended that the 

hazard communication requirements be consistent where practicable. 

Marking, labeling, placarding, and shipping paper descriptions should 

conform to either the old requirements of this subchapter in effect on 

September 30, 2001, or the new requirements of this subchapter in the 

[publication date of final rule] final rule without intermixing 

communication elements. However, intermixing is permitted, during the 

applicable transition period, for packaging, hazard communication, and 

handling provisions, as follows:

* * * * *

    (4) Until January 1, 2010, a hazardous material may be transported 

in an IM or IMO portable tank in accordance with the T Codes (special 

provisions) assigned to a hazardous material in Column (7) of the HMT 

in effect on September 30, 2000.



PART 172--HAZARDOUS MATERIALS TABLE, SPECIAL PROVISIONS, HAZARDOUS 

MATERIALS COMMUNICATIONS, EMERGENCY RESPONSE INFORMATION, AND 

TRAINING REQUIREMENTS



    9. The authority citation for part 172 would continue to read as 

follows:



    Authority: 49 U.S.C. 5101-5127; 49 CFR 1.53.



    10. In Sec. 172.101, paragraph (c)(11) would be revised and new 

paragraphs (c)(16) and (k)(6) through (k)(20) would be added to read as 

follows:





Sec. 172.101  Purpose and use of hazardous materials table.



* * * * *

    (c) * * *

    (11) Except for a material subject to Sec. 173.21, Sec. 173.54, 

Sec. 173.56(d), Sec. 173.56(e)(1), Sec. 173.124(a)(2)(iii) or 

Sec. 173.128(c) of this subchapter, a hazardous waste or a sample of a 

material for which the hazard class is uncertain and must be determined 

by testing, may be assigned a tentative proper shipping name, hazard 

class/division, identification number, and packing group, if 

applicable, based on the shipper's tentative determination according 

to: Defining criteria in this subchapter; the hazard precedence 

prescribed in Sec. 173.2a of this subchapter; and the shippers 

knowledge of the material. In addition, a sample of material that is to 

be tested is subject to the following requirements:

    (i) A sample may not be an explosive, infectious substance, or 

radioactive material;

    (ii) Except when the word ``Sample'' already appears in the proper 

shipping name, the word ``Sample'' must appear before the proper 

shipping name for the sample;

    (iii) If the proper shipping description for a sample is assigned a 

``G'' in Column (1) of the HMT, the provisions requiring a technical 

name for the constituent(s) do not apply;

    (iv) A sample must be transported in a combination packaging which 

conforms to the requirements of this subchapter that are applicable to 

the tentative Packing Group assigned, and may not exceed a net mass of 

2.5 kg. (5.5 pounds) per package;

    (v) A sample may not be packed together with any other hazardous 

material;

    (vi) For a sample that is a self-reactive material, the 

requirements in Sec. 173.224(c)(3) apply; and

    (vii) For a sample that is an organic peroxide, the requirements in 

Sec. 173.225(c)(2) must be met.

* * * * *

    (16) Unless it is already included in the proper shipping name in 

the Table, the qualifying words ``liquid'' or ``solid'' may be added in 

association with the proper shipping name when a hazardous material 

specifically listed by name in the Table may, due to the differing 

physical states of the various isomers of the material, be either a 

liquid or a solid (for example ``Dinitrotoluenes, liquid'' and 

``Dinitrotoluenes, solid''). Use of the words ``liquid'' or ``solid'' 

is subject to



[[Page 63307]]



the limitations specified for the use of the words ``mixture'' or 

``solution'' in paragraph Sec. 172.101(c)(10) of this section. The 

qualifying word ``molten'' may be added in association with the proper 

shipping name when a hazardous material, which is a solid in accordance 

with the definition in Sec. 171.8 of this subchapter, is offered for 

transportation in the molten state (for example, ``Alkylphenols, solid, 

n.o.s., molten'').

* * * * *

    (k) * * *

    (6) Stowage category ``01'' means the material may be stowed ``on 

deck'' or ``under deck'' on a cargo vessel (up to 12 passengers) and on 

a passenger vessel.

    (7) Stowage category ``02'' means the material may be stowed ``on 

deck'' or ``under deck'' on a cargo vessel (up to 12 passengers) and 

``on deck'' in closed cargo transport units or ``under deck'' in closed 

cargo transport units on a passenger vessel.

    (8) Stowage category ``03'' means the material may be stowed ``on 

deck'' or ``under deck'' on a cargo vessel (up to 12 passengers) and 

``on deck'' in closed cargo transport units on a passenger vessel.

    (9) Stowage category ``04'' means the material may be stowed ``on 

deck'' or ``under deck'' on a cargo vessel (up to 12 passengers) but 

the material is prohibited on a passenger vessel.

    (10) Stowage category ``05'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' on a cargo 

vessel (up to 12 passengers) and on a passenger vessel.

    (11) Stowage category ``06'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' on a cargo 

vessel (up to 12 passengers) and ``on deck'' in closed cargo transport 

units or ``under deck'' in closed cargo transport units on a passenger 

vessel.

    (12) Stowage category ``07'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' on a cargo 

vessel (up to 12 passengers) and ``on deck'' only in closed cargo 

transport units on a passenger vessel.

    (13) Stowage category ``08'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' on a cargo 

vessel (up to 12 passengers) but the material is prohibited on a 

passenger vessel.

    (14) Stowage category ``09'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' in closed 

cargo transport units on a cargo vessel (up to 12 passengers) and on a 

passenger vessel.

    (15) Stowage category ``10'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' in closed 

cargo transport units on a cargo vessel (up to 12 passengers) and ``on 

deck'' only in closed cargo transport units on a passenger vessel.

    (16) Stowage category ``11'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' in magazine 

stowage type ``c'' on a cargo vessel (up to 12 passengers) and ``on 

deck'' only in closed cargo transport units on a passenger vessel.

    (17) Stowage category ``12'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' in magazine 

stowage type ``c'' on a cargo vessel (up to 12 passengers) but the 

material is prohibited on a passenger vessel.

    (18) Stowage category ``13'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' in magazine 

stowage type ``A'' on a cargo vessel (up to 12 passengers) and ``on 

deck'' only in closed cargo transport units on a passenger vessel.

    (19) Stowage category ``14'' means the material may be stowed ``on 

deck'' in closed cargo transport units on a cargo vessel (up to 12 

passengers) but the material is prohibited on a passenger vessel.

    (20) Stowage category ``15'' means the material may be stowed ``on 

deck'' in closed cargo transport units or ``under deck'' in closed 

cargo transport units on a cargo vessel (up to 12 passengers) but the 

material is prohibited on a passenger vessel.

* * * * *

    11. In Sec. 172.101, the Hazardous Materials Table would be amended 

by removing, adding, or revising, in appropriate alphabetical sequence, 

the following entries to read as follows:





Sec. 172.101  Purpose and use of hazardous materials table.



* * * * *
[[Page 63308]]

                                                                                               Sec.  172.101  Hazardous Materials Table
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
                                    Hazardous                                                                                         (8)  Packaging  (Sec.  173.***)          (9)  Quantity limitations        (10)  Vessel stowage
                                    materials       Hazard                                                                     ---------------------------------------------------------------------------------------------------------
            Symbols                descriptions    class or    Identification         PG          Label codes       Special
                                    and proper     division         Nos.                                          provisions    Exceptions     Non-bulk          Bulk          Passenger    Cargo aircraft     Location        Other
                                  shipping names                                                                                                                             aircraft/rail       only
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(1)                              (2)............        (3)  (4)..............  (5)...........  (6)...........  (7)...........        (8A)  (8B)..........  (8C)..........  (9A)..........  (9B)..........  (10A)........  (10B)
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

                                                           *                  *                  *                  *                  *                  *                  *
                                 [REMOVE:]......
                                 Accumulators,    .........  NA1956...........
                                  pressurized,
                                  pneumatic.
                                 or hydraulic...
                                 (containing non-
                                  flammable
                                  gas.).
                                 Aldrin, liquid   .........  NA2762...........
                                  (PG II).
                                 Aldrin, solid    .........  NA2761...........
                                  (PG II).
                                 Antimony         .........  NA1549...........
                                  tribromide,
                                  solids (PG II).
                                 Antimony         .........  NA1549...........
                                  tribromide,
                                  solution (PG
                                  II).
                                 Antimony         .........  NA1549...........
                                  trifluoride,
                                  solution (PG
                                  II).
                                 Antimony         .........  NA1549...........
                                  trifluoride,
                                  solution (PG).
                                 Arsenic sulfide  .........  NA1557...........
                                  (PG II).
                                 Arsenic          .........  NA1557...........
                                  trisulfide (PG
                                  II).
                                 Barium           .........  NA0473...........
                                  styphnate (PG
                                  II).
                                 Calcium          .........  NA1574...........
                                  arsenite,
                                  solid (PG II).

[[Page 63309]]

                                 Chromic acid,    .........  NA1463...........
                                  solid (PG II).
                                 Denatured        .........  NA1986...........
                                  alcohol (PG I,
                                  II, III).
                                 Denatured        .........  NA1987...........
                                  alcohol (PG I,
                                  II, III).
                                 Dichlorobutene   .........  NA2920...........
                                  (PG I).
D..............................  Dieldrin (PG     .........  NA2761...........
                                  II).
D..............................  Diesel fuel....  .........  NA1993...........
                                 Dodecylbenzene-  .........  NA2584...........
                                  sulfonic acid
                                  (PG II).
                                 Gasohol          .........  NA1203...........
                                  gasoline mixed
                                  with ethyl
                                  alcohol, with
                                  not more than
                                  20 percent
                                  alcohol. (PG
                                  II).
                                 Grenades, empty  .........  NA0349...........
                                  primed (PG II).
                                 Insecticide      .........  NA1954...........
                                  gases
                                  flammable
                                  n.o.s.
                                 Isobutyric       .........  UN2530...........
                                  anhydride (PG
                                  III).
                                 Lead mono-       .........  NA0473...........
                                  nitroresorcina
                                  te (PG II).
                                 Lighters for     .........  NA1226...........
                                  cigars,
                                  cigarettes,
                                  etc., with
                                  lighter
                                  fluids. (PG
                                  II).
                                 Maleic acid (PG  .........  NA2215...........
                                  III).

[[Page 63310]]

                                 Medicines,       .........  NA1760...........
                                  corrosive,
                                  liquid, n.o.s.
                                  (PG II, III).
                                 Medicines,       .........  NA1759...........
                                  corrosive,
                                  solid, n.o.s.
                                  (PG II, III).
                                 Medicines,       .........  NA1993...........
                                  flammable,
                                  liquid, n.o.s.
                                  (PG I, II,
                                  III).
                                 Medicines,       .........  NA1325...........
                                  flammable,
                                  solids, n.o.s.
                                  (PG II).
                                 Medicines,       .........  NA1479...........
                                  oxidizing
                                  substance,
                                  solid, n.o.s.
                                  (PG II).
                                 Metal alkyl,     .........  NA9195...........
                                  solution,
                                  n.o.s. (PG II).
                                 Methacrylic      .........  UN2531...........
                                  acid,
                                  inhibited (PG
                                  III).
                                 Methyl           .........  NA3018...........
                                  parathion
                                  liquid (PG II).
                                 Methyl           .........  NA2783...........
                                  parathion
                                  solid (PG II).

[[Page 63311]]

                                 Organic          .........  UN3120...........
                                  perioxide type
                                  F, solid
                                  temperature
                                  controlled.
                                  (PG III only).
                                 Parathion (PG    .........  NA2783...........
                                  I, II).
                                 Picric acide,    .........  NA1344...........
                                  wet, with not
                                  less than 10
                                  percent water.
                                  (PG I).
                                 Propargyl        .........  NA1986...........
                                  alcohol (PG
                                  II).
                                 Refrigerating    .........  NA1993...........
                                  machine (PG
                                  III).
                                 Refrigerating    .........  NA1954...........
                                  machines,
                                  containing
                                  flammable, non-
                                  poisonous,
                                  liquefied gas.
                                 Selenium oxide   .........  NA2811...........
                                  (PG I).
                                 Sodium           .........  NA2922...........
                                  hydrosulfide,
                                  solution (PG
                                  II).
                                 Sodium selenite  .........  NA2630...........
                                  (PG II).
                                 Sulfur           .........  NA1829...........
                                  trioxide,
                                  uninhibited
                                  (PG I).
                                 Tetraethyl       .........  NA1649...........
                                  lead, liquid
                                  (PG I).
                                 Tetraethyl       .........  NA3018...........
                                  pyrophosphate,
                                  liquid (PG I).

[[Page 63312]]

                                 Tetraethyl       .........  NA1707...........
                                  pyrophosphate
                                  solid (PG II).
                                 Titanium         .........  NA1760...........
                                  sulfate
                                  solution (PG
                                  II).
                                 mon-(Trichloro)  .........  NA2468...........
                                  tetra-
                                  (monopotassium
                                  dichloro)-
                                  panta-s-
                                  triazinetrione
                                  , dry (wi